AI and automation for financial services.
Wealth, asset management, brokerage, banking and insurance have more in common than it looks. The same building blocks, set up for each business and each regulator.
Five businesses, one way of working
Wealth management
More households per advisor, without more hours.
Asset managementnew
A faster month-end, with the same team.
Online brokeragenew
More funded accounts from the sign-ups you already get.
Retail banking and credit unions
Faster service in branch and on the phone.
Insurance brokerages
Renewals and quotes that don't slip.
What travels across the sector
Hover a cell to see how a building block fits each business. These are starting points to discuss, set up differently for each firm.
| wealth | asset mgmt | brokerage | banking | insurance | |
|---|---|---|---|---|---|
| Client onboarding | |||||
| KYC and identity refresh | |||||
| Compliant meeting and call notes | |||||
| Complaint handling | |||||
| Disclosure and document updates | |||||
| Surveillance and alert triage | |||||
| Reconciliation | |||||
| Board and regulator reporting |
One set of building blocks, many rulebooks
Pick a regulator to see which businesses it covers. Controls, review steps and records are built to match.
- Wealth managementCIRO
- Asset management
- Online brokerageCIRO
- Retail banking and credit unions
- Insurance brokerages
CIRO · Investment dealers and mutual fund dealers
We have run these businesses
Product launches, client acquisition, platform modernization and delivery under Canadian regulation. We bring that experience to every engagement, then build on the tools you already have.
- Digital brokerage
- Wealth and advice
- Retail banking
- Client acquisition
- Platform modernization
- Data and analytics
Start with the leak that costs you the most.
You'll leave the call with three things worth fixing, whether or not we work together.